We provide a range of services to businesses operating in the closed-ended fund and asset management industries
In addition to providing regulatory hosting coverage to clients, we also offer legal advice, compliance and regulatory support services on a bundled or standalone basis, allowing us to assist our clients at all stages of their, their funds’ and their portfolio companies’ development.
Regulatory Hosting
As an FCA regulated principal firm, we offer appointed representative coverage for unregulated clients who are looking to sponsor deal by deal transactions and/or who are looking to engage in capital raising activities.
Led by professionals with years of senior legal and financial services experience, our appointed representative coverage is designed to minimise any business disruption while delivering the level of regulatory coverage and efficiency our clients demand.
Read moreAdvisory
Our advisory services deliver the level of integrated support clients would expect from in-house legal and compliance teams, encompassing both day-to-day and project-specific matters. The levels of support we provide are tailored to suit each client’s particular requirements and circumstances.
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